OTC Stock Transfer
OTC Stock Transfer
 
1.    For the deposit of OTC electronic stocks in the United States, the administrative fee will be charged of US $ 150 (the administrative fees will be adjusted according to fees determined by the U.S. brokers from time to time) and the client must keep the fund in the account for required fees in deduction.
 
2.    Specific risks associated with stocks deposited in the OTC market:
I.      For holds or trades OTC stock in OTC is subject to market regulation. If the regulator suspends the trading of the shares, QMIS Securities will not be able to deposit or withdraw the stock and also not able to provide the trading service without further notice.
 
II.     Customers should be aware that the risk of liquidity in OTC shares, and trading orders might not be completed.
III.    If the client's selling order exceeds the average volume of the stock by certain percentage in the market, the regulator might reject it and the order cannot be placed.
 
3.     OTC shares may have additional clearing fees, transaction costs may reach USD500 or above.
 
4.    To deposit OTC shares to QMIS Securities, client shall sign the "Instructions for Settlement of Investment Products" and may need to provide the DIRECT REGISTRATION (DRS) STATEMENT and the name of the U.S. Clearing House to the Settlement Department.
 
5.    After receiving of the Instructions for Settlement of Investment Products Form request, approximately 5 working days to process the stock settlement.
 
For inquiries and appointment, please call Customer Service Hotline: +852 3971 6919 or email to: cs@qmis.com.hk
Disclaimer

Access to these web pages is granted by QMIS Securities Limited subject to the terms and conditions below. PLEASE READ THE TERMS AND CONDITIONS BELOW CAREFULLY.

The following pages contain information and materials relating to investment products that are not reviewed and authorized by the Securities and Futures Commission in Hong Kong for distribution to the public in Hong Kong. Therefore, you are advised to exercise caution, and if you are in any doubt about any of the contents of the web pages, you should obtain independent financial and professional advice.

The information and materials involve in these pages are provided strictly for the information purposes only and should not be considered an offer, or solicitation, to deal in any investment products of QMIS Asset Management Limited (“QMIS Asset Management”). QMIS Asset Management also reserves the right to make any amendments to the information and materials contained in these pages, at any time without notice. 

 
© 2020 QMIS Financial Group
Disclaimer

Access to these web pages is granted by QMIS Securities Limited subject to the terms and conditions below. PLEASE READ THE TERMS AND CONDITIONS BELOW CAREFULLY.

The following pages contain information and materials relating to investment products that are not reviewed and authorized by the Securities and Futures Commission in Hong Kong for distribution to the public in Hong Kong. Therefore, you are advised to exercise caution, and if you are in any doubt about any of the contents of the web pages, you should obtain independent financial and professional advice.

The information and materials involve in these pages are provided strictly for the information purposes only and should not be considered an offer, or solicitation, to deal in any investment products of QMIS Asset Management Limited (“QMIS Asset Management”) and QMIS Securities Limited (“QMIS Securities”). QMIS Asset Management and QMIS Securities Limited (“QMIS Securities”) also reserves the right to make any amendments to the information and materials contained in these pages, at any time without notice.

 
© 2020 QMIS Financial Group